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Annual Disclosures

Each year as part of the annual SEC regulatory requirements, Guardian Wealth Strategies must deliver to each client certain disclosure information.

Below are links to the most recent materials:

  • FORM ADV PART 2A & 2B 03-12-2018
    The Disclosure Brochure provides information about our firm, including a description of our programs, fees, conflicts of interests, other business activities, and a summary of any material changes.

  • PRIVACY POLICY 03-12-2018
    The Privacy Policy notification describes Guardian's commitment to protecting the privacy of our client's confidential information.